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CFTC Collects Fourth Highest Amount Of Regulatory Penalties In Their History

Roland James

Summary: The U.S. Commodity Futures Trading Commission (CFTC) has accumulated more than $1.3 billion in regulatory penalties in the fiscal year 2019, which ended on Sept. 30. This marks almost a 40% increase from the fiscal year 2018 figures of around $947 million, according to the CFTC Division of Enforcement’s annual report released Monday. The CFTC ...

The U.S. Commodity Futures Trading Commission (CFTC) has accumulated more than $1.3 billion in regulatory penalties in the fiscal year 2019, which ended on Sept. 30.

This marks almost a 40% increase from the fiscal year 2018 figures of around $947 million, according to the CFTC Division of Enforcement’s annual report released Monday. The CFTC brought 69 actions during 2019, a small increase over the average of 67.5 in the past five fiscal years. This is the fourth largest amount of money collected in a fiscal year in the history of the CFTC.

By Roland James

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Link: CFTC Collects Fourth Highest Amount Of Regulatory Penalties In Their History   [Copy]
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