finra
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Amy LiuJanuary 27, 2022Gemini Galactic Approved for FINRA Membership
According to The Block, Gemini Galactic, an affiliate of cryptocurrency exchange Gemini,…
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Amy LiuJanuary 21, 2022FINRA Considering Changes to Crypto Regulations to Better Protect Investors
The CEO of the Financial Industry Regulatory Authority (FINRA) said the self-regulatory…
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Mary LiuJuly 27, 2021Robinhood Is Under Investigation Because Its CEO Is Not Registered With FINRA
According to Coindesk, popular crypto and stock trading platform Robinhood Financial disclosed…
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Mary LiuJune 30, 2021Robinhood To Pay Approximately $70 Million In Fines Due To Regulatory Errors
The popular stockbroker Robinhood was ordered by the Financial Industry Regulatory Agency…
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Mary LiuMarch 31, 2021Uphold Got FINRA's Nod To Acquire Broker-Dealer JNK Securities
Uphold, the crypto wallet and trading platform announced that the US Financial…
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Mary LiuMarch 31, 2021Anchorage Partners With Prometheum To Launch Digital Asset Alternative Trading System
Anchorage, a digital asset platform tailored for institutions, has cooperated with the…
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Mary LiuFebruary 2, 2021Bitwise Bitcoin Fund Files For Public Trading With Lower Expense Ratio
Bitwise Asset Management, the crypto asset management company has filed Form 211…
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Mary LiuJanuary 14, 2021Prometheum, An End-To-End Blockchain Securities Ecosystem, Closed Over $15 Million In New Funding
Prometheum, an end-to-end blockchain securities ecosystem regulated by FINRA and SEC, announced…
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Mary LiuNovember 10, 2020Texture Capital Gets Green Light From FINRA As A Digital Securities Broker-dealer
The blockchain company Texture Capital announced that it has obtained the membership…
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Mary LiuSeptember 10, 2020FINRA Approved tZERO To Launch Its Retail Broker-Dealer Subsidiary
According to an official announcement, the Financial Industry Regulatory Authority (FINRA) has given…
